Neo security

Disruption cannot be achieved at the expense of safety.

Regulated

Neo Capital Markets SV, SA is an investment firm registered with the Spanish market authority (CNMV) as a “Sociedad de Valores” under firm number #283.

As a regulated firm, we are compliant with European regulations and we perform daily monitoring of positions and monthly reporting of financials.

  • CNMV Regulated under firm #283
  • Approved by each of the 27 EU Regulators: FCA (UK), ACPR (France), KNF (Poland), etc.
  • MiFID II / EMIR compliant

Guarantee

Neo Capital Markets SV, SA adheres to the “Fondo General de Garantía de Inversiones”, the Spanish Investors Compensation Scheme for entities providing investment services.

FOGAIN ensures that an investor is able to recover the money or securities put at the disposal of investment firms.

  • Protection of funds
  • Investor guarantees
  • More info at www.fogain.com

Client funds

Clients’ funds are deposited at all times with a banking institution as custodian.

Clients’ funds are strictly segregated and held outside of Neo Capital Markets SV, SAU assets.

  • Client funds deposited with investment grade banks
  • Funds are safeguarded at all times

Data security

We offer the highest standards in IT security.

All actions are logged and stored, providing a complete audit trail of everything in the platform with continuous backups, and RSA-2048 standard encryption.

  • Encrypted database at RSA-2048 standard
  • Continuous backup in multiple data centres
  • Full log trail of every action
  • GDPR-compliant

Platform authentication

The Neo platform provides multiple options for two-factor authentication, making your security settings convenient and flexible as well as secure.

With Neo, you can craft custom roles with granular permissions to control access to features on the platform, or use our predefined defaults to get you started.

  • Four-eyes checks
  • Multi-channel two-factor authentication
  • Granular roles & permissions for every function